Joseph G Mcculloch

Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Charles, MO
• 05/2014 → 11/2019
  Bank Of America, N.A.
  Saint Charles, MO
• 11/2019 → Present
  Cetera Planning Partners
  Leawood, KS

Previous Registrations

• 2014-04-14 → 2019-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lake St Louis, MO
  Clayton, MO
  Wentzville, MO
  Lake Saint Louis, MO
  O'FAllon, MO
  Saint Charles, MO
  Saint Peters, MO
  Chesterfield, MO
  Lake Saint Louis, MO
  Lake Saint Louis, MO
  Lake Saint Louis, MO
  Lake Saint Louis, MO
  Pennington, NJ
  Pennington, NJ
  Clayton, MO
  Lincoln, RI
  Clayton, MO
  San Diego, CA
• 2013-01-15 → 2014-04-07
  Smith, Moore & Co.
  Clayton, MO
• 2009-11-18 → 2012-06-13
  Smart401K, Llc
  Overland Park, KS
• 2007-05-31 → 2009-08-27
  Sva Wealth Management, Inc.
  Madison, WI

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-03-15
• S65 Uniform Investment Adviser Law Examination
  2007-05-30

Designations

• Certified Financial Planner

Other Names

• Joseph Girard Mcculloch
• Joseph Girard Mcculloch
• Joseph Girard Mcculloch