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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-24
  • TX RA
    APPROVED
    Since 2021-09-24

Branch Locations

115 Burnett Ct, Woodway, TX 76712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 01/2018 09/2021
Thrivent Investment Management Inc Waco TX 04/2014 01/2018
Thrivent Financial Appleton WI 04/2014 01/2018
Bbva Securities Inc Woodway TX 02/2018 09/2021
Bbva Compass Insurance Agency, Inc Austin TX 02/2018 09/2021
Bbva Wealth Solutions, Inc. Woodway TX 02/2018 09/2021
Thrivent Investment Management Inc Woodway TX 09/2021 Present
Thrivent Financial Appleton WI 09/2021 Present
  • 01/2018 → 09/2021
    Compass Bank
    Birmingham, AL
  • 04/2014 → 01/2018
    Waco, TX
  • 04/2014 → 01/2018
    Thrivent Financial
    Appleton, WI
  • 02/2018 → 09/2021
    Bbva Securities Inc
    Woodway, TX
  • 02/2018 → 09/2021
    Bbva Compass Insurance Agency, Inc
    Austin, TX
  • 02/2018 → 09/2021
    Bbva Wealth Solutions, Inc.
    Woodway, TX
  • 09/2021 → Present
    Woodway, TX
  • 09/2021 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2018-02-09 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Waco, TX
    Woodway, TX
  • 2015-12-18 → 2018-01-25
    Irving, TX
    Hewitt, TX
    Woodway, TX
Other Businesses

HEWITT COMMUNITY CHURCH POSITION: Board Member / Elder NATURE: Church board assisting with budget management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 212 Kiowa Trail, Hewitt TX 76643, United States DESCRIPTION: Assist in prioritizing spending and budgeting for church projects including maintenance and charitable work

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-17
S63 Uniform Securities Agent State Law Examination 2014-06-02
  • S66 Uniform Combined State Law Examination
    2015-12-17
  • S63 Uniform Securities Agent State Law Examination
    2014-06-02
Other Names
  • Timothy Christopher Rothenbush
  • Tim Rothenbush
  • Timothy Rothenbush
  • Timothy C Rothenbush

View on SEC IAPD

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