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Richard Lance High

LPl Financial LLC

Waco, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-17
  • TX RA
    APPROVED
    Since 2026-06-17

Branch Locations

105 Old Hewitt Rd, Suite 400, Waco, TX 76712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High & Associates Waco TX 02/2000 Present
Spc Ann Arbor MI 01/2013 06/2026
Parkland Securities Ann Arbor MI 08/2014 06/2026
Lpl Financial Llc Waco TX 06/2026 Present
  • 02/2000 → Present
    High & Associates
    Waco, TX
  • 01/2013 → 06/2026
    Ann Arbor, MI
  • 08/2014 → 06/2026
    Parkland Securities
    Ann Arbor, MI
  • 06/2026 → Present
    Waco, TX
Previous Registrations
  • 2013-01-31 → 2026-06-23
    Waco, TX
  • 2012-11-15 → 2013-02-01
    Woodbury Financial Services, Inc.
    Waco, TX
    Waco, TX
Other Businesses

1. 6/2026 -Bar H Enterprises LLC - Real Estate Rentall - INV REL - 10 Hour(s)/Month – 0 Hour(s) During Trading - Woodway TX 76712 - OBA Start dae: 01/01/2021 2. 6/2026 - RLH Holdings LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - 160 Hour(s)/Month – 130 Hour(s) During Trading - Waco TX 76712 - OBA Start date: 03/12/2021 3. 6/2026 - High and Associates Inc. - Non-Variable Insurance - INV REL - 20 Hour(s)/Month – 8 Hour(s) During Trading - Waco TX 76712 - OBA Start date: 02/01/2000 4. 6/2026 - Private Client Group - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 150 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/17/2026 5. 6/2026 - First National Bank of Central Texas - For-Profit Board Member - INV REL - NOT INV REL - 5 Hour(s)/Month – 2 Hour(s) During Trading - Waco TX 76710 - OBA Start date: 06/21/2023 6. 6/2026 - Hike Companies - Real Estate Rental - INV REL - 5 Hour(s)/Month – 0 Hour(s) During Trading - Riesel TX 76682 - OBA Start date: 04/01/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-14
S63 Uniform Securities Agent State Law Examination 1989-10-16
  • S65 Uniform Investment Adviser Law Examination
    2012-08-14
  • S63 Uniform Securities Agent State Law Examination
    1989-10-16
Other Names
  • Lance High

View on SEC IAPD

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