Roman Sazonov

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Ft. Myers, FL
• 05/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 08/2023 → Present
  Raymond James & Associates, Inc.
  Fort Myers, FL

Previous Registrations

• 2009-06-01 → 2023-11-15
  Morgan Stanley
  Fort Myers, FL
• 2007-07-24 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ft. Myers, FL

Other Businesses

1. THE YALE CLUB OF SOUTHWEST FLORIDA, TRUSTEE 2. FSW College Foundation; Investment related No; Fort Myers, FL; College Foundation; Foundation Investment Committee Member (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours:1; After business hours: Nil

Exams

• S66 Uniform Combined State Law Examination
  2007-06-15

Other Names

• Roman Mikhailovich Sazonov