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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-29 |
| DC | RA | APPROVED | 2018-03-13 |
| TX | RA | APPROVED | 2018-02-23 |
Branch Locations
1776 I Street, Washington, DC 20006 • United States
Falls Church, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 10/2009 | 02/2018 |
| Bank Of America,N.A. | Washington | DC | 06/2011 | 02/2018 |
| Stifel Nicolaus & Co Inc | Washington | DC | 02/2018 | Present |
1. Rental Property; 237 G Street, Washington DC 20024; Rental; Owner, property manager; Collect Rent; 08/28/2020; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 2. Autism Speaks; 50 F ST NW WASHINGTON DC 20001; Charitable 501c3 organization dedicated to creating an inclusive world for all individuals with autism throughout their lifespan; Member of the Leadership Committee for the Mid-Atlantic Division; Meet up to 4 times per year to discuss ways to advance the mission. I will also host a golf tournament charity fundraiser once a year; 11/04/2024; 5 hrs/quarter; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-22 |
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