John Francis Fitchett

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-07-22

VA RA
APPROVED

Since 2021-07-22

Branch Locations

250 S Whiting St Apt 816, Alexandria, VA 22304 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services	Atlanta	GA	07/2014	12/2016
Suntrust Advisory Services	Atlanta	GA	09/2016	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Annandale	VA	12/2016	09/2017
Bank Of America, N.A.	Annandale	VA	12/2016	09/2017
Cuso Financial Services, Lp	San Diego	CA	09/2017	01/2019
Morgan Stanley	Mclean	VA	02/2019	07/2021
Morgan Stanley Private Bank, N.A.	New York	NY	02/2019	07/2021
Lpl Financial Llc	Arlington	VA	07/2021	Present

07/2014 → 12/2016

Suntrust Investment Services

Atlanta, GA
09/2016 → 12/2016

Suntrust Advisory Services

Atlanta, GA
12/2016 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annandale, VA
12/2016 → 09/2017

Bank Of America, N.A.

Annandale, VA
09/2017 → 01/2019

Cuso Financial Services, Lp

San Diego, CA
02/2019 → 07/2021

Morgan Stanley

Mclean, VA
02/2019 → 07/2021

Morgan Stanley Private Bank, N.A.

New York, NY
07/2021 → Present

Lpl Financial Llc

Arlington, VA

Previous Registrations

2019-02-20 → 2021-03-24

Morgan Stanley

Mclean, VA
2017-09-05 → 2019-01-30

Cuso Financial Services, L.P.

Washington, DC

Washington, DC

Washington, DC

Arlington, VA

San Diego, CA
2016-12-22 → 2017-09-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Arlington, VA

Annandale, VA

Arlington, VA

Arlington, VA
2014-07-08 → 2016-12-05

Truist Investment Services, Inc.

Vienna, VA

Oakton, VA

Alexandria, VA

Alexandria, VA

Falls Church, VA

Fort Belvoir, VA
2016-09-27 → 2016-12-05

Truist Advisory Services, Inc.

Alexandria, VA

Alexandria, VA

Vienna, VA

Arlington, VA

Falls Church, VA
2013-11-22 → 2014-07-08

Wells Fargo Clearing Services, Llc

Springfield, VA

Mclean, VA

Columbia, MD
2010-04-26 → 2013-11-29

Capital One Financial Advisors Llc

Melville, NY
2008-11-05 → 2010-05-07

Chevy Chase Financial Services

Bethesda, MD

Bethesda, MD

Bethesda, MD

Other Businesses

1) 05/05/2023 - SymWealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/04/2023 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-19

S66 Uniform Combined State Law Examination

2007-07-19

Other Names

John Fitchett
John F Fitchett

View on SEC IAPD