Maureen Rebecca Dougherty

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-06-01
TX	RA	APPROVED	2009-06-01

GA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED

Since 2009-06-01

Branch Locations

3280 Peachtree Road Northeast, Suite 2000 Pwm, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Atlanta	GA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA

Previous Registrations

2008-12-03 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA

Other Businesses

*685305- Matchlight Video Productions; Investment related: No; Charleston, South Carolina; Retail/Online Stores ; Actor (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 3; Actor - commercial for kids furniture company

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-25

S66 Uniform Combined State Law Examination

2008-11-25

View on SEC IAPD