Robert Pine Caesar

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-05-28
FL	RA	APPROVED	2010-09-17

TX RA
APPROVED

Since 2014-05-28
FL RA
APPROVED

Since 2010-09-17

Branch Locations

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	03/2007	06/2020
Equitable Advisors, Llc	New York	NY	03/2007	Present

03/2007 → 06/2020

Axa Advisors, Llc

New York, NY
03/2007 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1) Franklin Group Financial Services 3);. RPC Capital Corp 122 Mill Brook Ln, Media PA 19063, CONTROLLING SHAREHOLDER, PRESIDENT,08/08/2014. 1hr/mo. Not investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-09

S66 Uniform Combined State Law Examination

2007-05-09