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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clearview Investment Partners, Llc | Newport Beach | CA | 10/2013 | 09/2018 |
| Pruco Securities, Llc. | Irvine | CA | 09/2018 | 11/2024 |
| Prudential Insurance Company Of America | Irvine | CA | 09/2018 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1. 11/14/2024 - G-force Surfboards - Business Owner - Costa Mesa, CA - NOT INV REL - Start Date 09/10/2018 - 40hrs/mth | 10hrs during trading 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-10-12 |
| S66 | Uniform Combined State Law Examination | 2007-06-18 |
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