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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2024-08-09 |
Branch Locations
2727 Allen Pkwy., Ste. 1500, Houston, TX 77019-2127 • United States
2615 Calder Ave Ste 150, Beaumont, TX 77702-1957 • United States
Beaumont, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beaumont | TX | 02/2015 | 08/2024 |
| Ameriprise Financial Services, Llc | Beaumont | TX | 08/2024 | Present |
Real Estate Ownership; Commercial; 9830 Colonnade Blvd, Suite #600, Beaumont, TX, 77706; Investment-Related; 07/01/2020 / Commercial; PO Box 7333, , Beaumont, TX, 77706; Investment-Related; 09/01/2009. Business Ownership; OKB Operations LLC; Owner; Manage Ameriprise Business; 2615 Calder Ave. , , Beaumont, TX, 77706; Investment-Related; 07/25/2024; 60 hours per month; 60 during trading hours / Q5 Operations LLC; Co-owner; Manage Ameriprise Business; 2615 Calder Ave. , Suite 150, Beaumont, TX, 77706; Investment-Related; 08/02/2024; 60 hours per month; 60 during trading hours / CALVARYLOT2, LLC; Co-owner; Real Estate; 3450 Dowlen Rd, Suite A, Beaumont, TX, 77706; Investment-Related; 12/06/2024; 0 hours per month; 0 during trading hours. Outside Employment; OKB Operations LLC; Owner; Manage advisory business; 2615 Calder Ave., , Beaumont, TX, 77706; Investment-Related; 07/25/2024; 60 hours per month; 60 during trading hours / Q5 Operations LLC; Co-owner; Manage advisory business; 2615 Calder Ave., Suite 150, Beaumont, TX, 77706; Investment-Related; 08/02/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Geaux Horns LLC; Entity created for Plane Lease; 6290 Wilchester Ln., , Beaumont, TX, 77706; Not Investment-Related; 08/01/2018; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-25 |
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