James Paul Beickert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2015 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2008-01-01 → 2009-10-21
  Ubs Financial Services Inc.
  Chicago, IL

Other Businesses

I*123872 For profit or not for profit: For-Profit Organization Name of outside business organization: NorthCenter Photo Investment related: N Address of business: Chicago, Illinois 60618 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 6/18/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Family portrait photography work.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-31