James A Dunn

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → 12/2020
  Wells Fargo Advisors
  Westport, CT
• 03/2018 → 12/2023
  Income Generating Insights Inc
  Trumbull, CT
• 02/2017 → 02/2018
  Fidelity Brokerage Services Llc
  Stamford, CT
• 05/2014 → 02/2017
  The Phyancial Md Llc
  Westport, CT
• 12/2020 → 05/2021
  Intuit Inc
  San Diego, CA
• 04/2021 → 01/2025
  Joseph Small
  Poughkeepsie, NY
• 05/2021 → 01/2025
  Northwestern Mutual Investment Services Llc
  Poughkeepsie, NY
• 04/2025 → Present
  Edward Jones
  St Louis, MO
• 01/2025 → Present
  Ireframify, Inc.
  Trumbull, CT

Previous Registrations

• 2021-04-29 → 2025-03-10
  Northwestern Mutual Investment Services, Llc
  Poughkeepsie, NY
• 2019-04-30 → 2020-11-10
  Wells Fargo Clearing Services, Llc
  Westport, CT
• 2017-05-03 → 2018-02-23
  Strategic Advisers Llc
  Stamford, CT
• 2015-01-02 → 2016-12-31
  The Phynancial Md, Llc
  Westport, CT
• 2012-03-27 → 2014-04-28
  Ast Investment Services, Inc.
  Shelton, CT

Other Businesses

iReFramify, Inc. Type of business: Coaching & Consulting Trumbull, CT Start date: 1/10/2025 Owner & CEO Hours per week: 5 Hours during trading: 0 I provide Coaching to Couples on Conflict Resolution Communication Frameworks and Consulting to Small Business Owners on Business Marketing Strategies.

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-22
• S66 Uniform Combined State Law Examination
  2012-03-09

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• James Alexander Dunn