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Anthony Michael Lippis

Hornor, Townsend & Kent, LLC

New Market, MD

Conshohocken, PA

CRD 5312734

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-09-22
  • NJ RA
    APPROVED
    Since 2023-09-22

Branch Locations

New Market, MD • United States

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Franklin Sqaure NY 05/2016 05/2017
Transamerica Financial Advisors, Inc Cranford NJ 03/2018 08/2019
Transamerica Agency Network Saddle Brook NJ 10/2017 08/2019
Lpl Financial Llc Fort Mill SC 06/2017 10/2017
Penn Mutual Life Insurance Company Horsham PA 03/2020 Present
Hornor Townsend & Kent Llc Horsham PA 03/2020 Present
Self Employed Rivers Edge NJ 08/2019 03/2020
  • 05/2016 → 05/2017
    Citigroup
    Franklin Sqaure, NY
  • 03/2018 → 08/2019
    Transamerica Financial Advisors, Inc
    Cranford, NJ
  • 10/2017 → 08/2019
    Transamerica Agency Network
    Saddle Brook, NJ
  • 06/2017 → 10/2017
    Fort Mill, SC
  • 03/2020 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 03/2020 → Present
    Horsham, PA
  • 08/2019 → 03/2020
    Self Employed
    Rivers Edge, NJ
Previous Registrations
  • 2018-03-26 → 2019-08-12
    Cranford, NJ
    Cranford, NJ
    St Petersburg, FL
  • 2017-06-19 → 2017-10-25
    Astoria, NY
    San Diego, CA
    Astoria, NY
    Astoria, NY
    Astoria, NY
    Astoria, NY
    Astoria, NY
    Forest Hills, NY
    College Point, NY
    Ridgewood, NY
    Forest Hills, NY
  • 2016-05-25 → 2017-06-19
    Lynbrook, NY
    Boca Raton, FL
    Franklin Square, NY
    Westlake Village, CA
    Lynbrook, NY
    Bay Shore, NY
  • 2014-08-01 → 2016-05-23
    Essex National Securities, Llc
    New Hyde Park, NY
    Bayside, NY
  • 2011-10-18 → 2013-09-30
    Td Ameritrade, Inc.
    Forest Hills, NY
    Garden City, NY
  • 2011-10-18 → 2013-09-30
    Td Ameritrade Investment Management, Llc
    Forest Hills, NY
    Garden City, NY
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: 6056 GOSHAWK ST, NEW MARKET, MD 21774 | START DATE: 3/1/2019 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: ASSIST WITH INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-17
S63 Uniform Securities Agent State Law Examination 2007-10-03
  • S66 Uniform Combined State Law Examination
    2011-10-17
  • S63 Uniform Securities Agent State Law Examination
    2007-10-03

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