Roger Dean Heidlebaugh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 03/2018
  Bbtis
  Pottsville, PA
• 01/2018 → 03/2018
  Bb&T Securities, Llc
  Pottsville, PA
• 04/2018 → 08/2019
  Unemployed
  Ashland, PA
• 08/2019 → 11/2019
  United States Census
  Allentown, PA
• 12/2019 → 10/2021
  Santander Bank, Na
  Boston, MA
• 12/2019 → 10/2021
  Santander Securities, Llc
  Dorchester, MA
• 11/2021 → 12/2021
  Infinex Investments, Inc.
  Meriden, CT
• 11/2021 → 12/2021
  Mid Penn Bank
  Minersvile, PA
• 08/2022 → Present
  Vizo Financial Corporate Credit Union
  Ashland, PA
• 09/2022 → 02/2025
  Concourse Financial Group Securities Inc
  Ashland, PA
• 01/2022 → 07/2022
  Unemployed
  Ashland, PA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Ashland, PA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-10-24 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Middletown, PA
  Birmingham, AL
  Middletown, PA
  Ashland, PA
  Birmingham, AL
• 2021-11-18 → 2022-01-03
  Osaic Institutions, Inc.
  Minersville, PA
  Meriden, CT
  Minersville, PA
• 2020-01-06 → 2021-11-09
  Santander Securities Llc
  Shenandoah, PA
  Schuylkill Haven, PA
  Pottsville, PA
  Orwigsburg, PA
  Villanova, PA
  Tamaqua, PA
• 2018-01-02 → 2018-03-22
  Bb&T Securities, Llc
  Charlotte, NC
  Allentown, PA
  Pottsville, PA
• 2015-11-04 → 2018-01-02
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Allentown, PA
  Pottsville, PA
  Millersburg, PA
  Sunbury, PA
  Sunbury, PA
  Sunbury, PA
  Sunbury, PA
• 2014-01-21 → 2015-11-03
  Cetera Investment Advisers Llc
  Pottsville, PA
• 2012-05-04 → 2014-01-21
  Cetera Investment Services Llc
  Pottsville, PA

Other Businesses

VIZO FINANCIAL CORPORATE CREDIT UNION; Investment Related; Middletown, PA; Financial Services; Portfolio Analyst; Start Date 08/2022; 160 hours per month with 160 of those hours per month occurring during trading hours; Work with credit unions by providing information on and access to different investments. >> POA; Non-Investment Related; Ashland, PA; Other; Power of Attorney (POA); Start Date 05/2021; No hours per month; I hold Power of Attorney (POA) for my mother.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-22

Other Names

• Roger Dean Heidlebaugh
• Roger D Heidlebaugh