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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-10-24 |
Branch Locations
3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2007 | Present |
I*6144 ENTITY TYPE: RENTAL PROPERTY NAME OF OUTSIDE BUSINESS ORGANIZATION: 13 QUARTER MOON LN INVESTMENT RELATED: No ADDRESS OF BUSINESS: SANTA ROSA BEACH, FL 32459 POSITION, TITLE, ASSOCIATION: Co-owner with other family members START DATE OF RELATIONSHIP: 4/14/2018 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Co-owner of rental property I*: Entity Type: Fiduciary role Name of OBA: POA Address: Atlanta Georgia Investment Related: Yes Position, Title, Association: Power of Attorney Start Date:01/06/2016 No Hours: 1 Monthly No Hours during trading:1 Monthly Duties: Power of Attorney for Spouse I*3292291 Entity Type: Charitable Name of OBA: Children's Healthcare of Atlanta Address: Atlanta, GA 30329 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 50, Yearly Number of Hours during trading: 0 Duties: Emerging Leaders for Children's mission is to advance the vision of Children's by engaging the community and raising awareness and funds for unique high-priority initiatives, as well as growing the next generation of volunteer leaders. I will be assigned to a committee- events, membership, or fundraising. My term is 4 years and I am expected to attend and participate in our 4 hour quarterly meetings. We will be hosting a Scrubs fundraiser in late March.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-17 |
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