Joshua Julio Topp

Current Employers

Employment History

• 12/2013 → Present
  Flagship Harbor Advisors, Llc
  Prospect, CT
• 12/2013 → Present
  Lpl Financial Llc
  Prospect, CT

Previous Registrations

• 2009-05-21 → 2013-12-04
  Msi Financial Services, Inc.
  Southborough, MA
  Danvers, MA
• 2007-05-14 → 2009-05-04
  Wells Fargo Clearing Services, Llc
  Boston, MA

Other Businesses

(1) 12/02/2013: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent (2) 12/02/2013: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 08/25/2016: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Start 02/2013 - 30% Time Spent - I provide financial planning and consulting services through Flagship Harbor Advisors, LLC an independent investment advisor firm. I started this business activity in 12/2013. I expect to spend approximately 30 percent of my time on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (4) 1/15/2020 - Northern Peak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/13/2020 - 40 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-11

Designations

Other Names

• Joshua Topp