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Francisco J. Sosa

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-03
TX RA APPROVED 2025-10-02
  • FL RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-02

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 02/2010 Present
Jpmorgan Chase Bank, N.A. Miami FL 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-02
S63 Uniform Securities Agent State Law Examination 2007-07-09
  • S65 Uniform Investment Adviser Law Examination
    2025-10-02
  • S63 Uniform Securities Agent State Law Examination
    2007-07-09
Other Names
  • Francisco Sosa
  • Francisco Jose Sosa

View on SEC IAPD

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