Ali Danielle Laflamme

Current Employers

Employment History

• 04/2007 → 05/2018
  Scottrade
  Portland, ME
• 02/2018 → 05/2018
  Td Ameritrade, Inc.
  South Portland, ME
• 02/2018 → 05/2018
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 05/2018 → 05/2021
  Ubs Financial Services Inc.
  Boston, MA
• 05/2021 → Present
  Pallas Capital Advisors, Llc
  Braintree, MA
• 05/2021 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Braintree, MA

Previous Registrations

• 2018-05-18 → 2021-05-25
  Ubs Financial Services Inc.
  Boston, MA
• 2018-02-27 → 2018-05-12
  Td Ameritrade, Inc.
  Portland, ME
• 2018-02-26 → 2018-05-12
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2017-03-23 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1) Pallas Capital Advisors; Investment Related; 45 Braintree Hill Office Park Ste 201 Braintree MA 02184; Director of Operations; 5/14/2021; 200 hrs/mo; 150 hrs during trading; Processing client requests, opening new accounts, managing other Operations team members, generating client reports, researching client inquiries, entering some trades for clients.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-23
• S63 Uniform Securities Agent State Law Examination
  2010-06-11

Other Names

• Ali D Mac Carthy
• Ali D Maccarthy
• Ali D Laflamme
• Ali Danielle Wilhoit