Best Investors
Account
Sign in
Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-31 |
Branch Locations
500 N Brand Blvd. Suite 2000, Glendale, CA 91203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Los Angeles | CA | 02/2007 | 08/2020 |
| Nylife Securities Llc | Los Angeles | CA | 05/2009 | 08/2020 |
| Eagle Strategies Llc | Glendale | CA | 02/2020 | 08/2020 |
| Guardian Life Insurance Co Of America | Glenwood Village | CO | 09/2020 | 04/2024 |
| Park Avenue Securities, Llc | Glenwood Village | CO | 09/2020 | 09/2020 |
| Guardian Life Insurance Company | Glendale | CA | 09/2020 | 04/2024 |
| Park Avenue Securities | Glendale | CA | 09/2020 | 04/2024 |
| Mml Investors Services, Llc | Glendale | CA | 10/2024 | Present |
| Massmutual Life Insurance Company | Glendale | CA | 09/2024 | Present |
| Unemployed | Burbank | CA | 04/2024 | 09/2024 |
1) NAME: MERLIN FINANCIAL LTD INSURANCE INV REL: Y ADD: @ RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: OWNER START DATE: 09/20/2024 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, EQUITY FIXED LIFE, AND FIXED ANNUITIES 2) NAME: CITY OF GLENDALE, CA - AUDIT COMMITTEE COMMIS INV REL: N ADD: 613 E BROADWAY GLENDALE CA 91206 NATURE: COMMUNITY SERVICE - CIVIC DUTY FOR CITY OF GLENDALE POSITION: AUDIT COMMITTEE COMMISIONER START DATE: 02/15/2022 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COMMUNITY SERVICE, UNPAID, UNELECTED CIVIC DUTY. SERVING FOR MY CITY AND GIVING BACK TO COMMUNITY. 4 MEETINGS PER YEAR, EACH 2 HOURS, EVERY LAST THURSDAY OF EACH QT FROM 2-4 PM. 3.) NAME: HAKOP JACK MAVYAN INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: LIFE SETTLEMENTS POSITION: AGENT START DATE: 12/26/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: FACILITATE POSSIBLE LIFE SETTLEMENTS WHERE APPROPRIATE AND IN CLIENTS BI.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-21 |
Reach out to this advisor