Misty Nicole Calderon

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 02/2018
  Wells Fargo Advisors Financial Network, Llc
  Charlotte, NC
• 11/2015 → 02/2018
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 11/2015 → 11/2016
  First Clearing, Llc
  Charlotte, NC
• 02/2018 → 07/2018
  Tiaa
  Charlotte, NC
• 02/2018 → 07/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 08/2018 → 02/2021
  Suntrust Investment Services
  Charlotte, NC
• 08/2018 → 02/2021
  Suntrust Advisory Services, Inc.
  Charlotte, NC
• 04/2020 → 02/2021
  Bb&T Securities, Llc
  Charlotte, NC
• 08/2018 → 05/2024
  Truist Investment Services, Inc.
  Charlotte, NC
• 08/2018 → 05/2024
  Truist Advisory Services, Inc.
  Charlotte, NC
• 05/2024 → 01/2026
  Tiaa
  Charlotte, NC
• 05/2024 → 01/2026
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 01/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 01/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 01/2025 → Present
  Calderon Consulting Group Llc
  Huntersville, NC

Previous Registrations

• 2024-05-26 → 2026-01-21
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
  Huntersville, NC
• 2018-08-17 → 2024-05-17
  Truist Advisory Services, Inc.
  Atlanta, GA
  Charlotte, NC
• 2020-06-08 → 2021-02-17
  Bb&T Securities, Llc
  Richmond, VA
  Atlanta, GA
  Richmond, VA
• 2018-03-08 → 2018-08-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 2015-11-19 → 2018-03-06
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  St. Louis, MO
• 2009-10-14 → 2015-11-09
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC
• 2007-11-09 → 2009-08-27
  Signator Investors, Inc.
  Henrico, VA

Other Businesses

NAME OF BUSINESS: CALDERON CONSULTING GROUP LLC NON-INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: LLC-NON-PROFIT GRANT WRITING POSITION: OWNER START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER, GRANT WRITING FOR NON-PROFITS

Exams

• S66 Uniform Combined State Law Examination
  2007-10-05

Other Names

• Misty N Calderon
• Misty Calderon