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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-12 |
Branch Locations
4660 Highway 6, Sugar Land, TX 77478 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
6255 Bissonnet St, Houston, TX 77081 • United States
9898 S Gessner Dr, Houston, TX 77071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 04/2017 | Present |
BRAZORIA POWER INVESTORS; NOT INV. RELATED; ROSHARON,TX; 20% OWNERSHIP; START DATE 01/01/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-25 |
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