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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-23

Branch Locations

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 12/2010 03/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2017 09/2017
Northwestern Mutual Investment Services Llc Lakewood CO 04/2017 09/2017
Axa Advisors, Llc New York NY 11/2017 05/2020
Little Dragon Denver CO 12/2019 05/2020
Fidelity Investments Lone Tree CO 06/2020 10/2023
Unemployed Keller TX 11/2023 04/2024
Principal Life Insurance Company Addison TX 04/2024 09/2024
Principal Securities, Inc. Addison TX 04/2024 09/2024
Level Four Advisory Services, Llc Dallas TX 09/2024 Present
Level Four Financial, Llc Dallas TX 09/2024 Present
  • 12/2010 → 03/2017
    Tiaa
    Denver, CO
  • 04/2017 → 09/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2017 → 09/2017
    Lakewood, CO
  • 11/2017 → 05/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2019 → 05/2020
    Little Dragon
    Denver, CO
  • 06/2020 → 10/2023
    Fidelity Investments
    Lone Tree, CO
  • 11/2023 → 04/2024
    Unemployed
    Keller, TX
  • 04/2024 → 09/2024
    Principal Life Insurance Company
    Addison, TX
  • 04/2024 → 09/2024
    Addison, TX
  • 09/2024 → Present
    Level Four Advisory Services, Llc
    Dallas, TX
  • 09/2024 → Present
    Level Four Financial, Llc
    Dallas, TX
Previous Registrations
Other Businesses

1. DBA REBECCA CLAUER, POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 2. BLC VENTURES, ONLINE WEBSITE BUSINESS, RETAIL AND WHOLESALE OF CABINETS, STARTED 1/1/2025, DEVOTE APPROXIMATELY 4 HOURS PER MONTH OUTSIDE OF TRADING HOURS, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-21
S63 Uniform Securities Agent State Law Examination 2011-01-24
S65 Uniform Investment Adviser Law Examination 2000-05-30
  • S66 Uniform Combined State Law Examination
    2013-08-21
  • S63 Uniform Securities Agent State Law Examination
    2011-01-24
  • S65 Uniform Investment Adviser Law Examination
    2000-05-30
Other Names
  • Rebecca Leahr
  • Becca Clauer Clauer
  • Becca Leahr
  • Becca Clauer
  • Rebecca Clauer
  • Becca Mosbat
  • Rebecca Clauer
  • Becca Clauer-Leahr
  • Becca Clauer-Mosbat
  • Rebecca Clauer
  • Rebecca Clauer
  • Becca Clauer
  • Rebecca Clauer
  • Rebecca Clauer

View on SEC IAPD

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