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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-10 |
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2011-10-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Poughkeepsie | NY | 10/2011 | Present |
1. 8/30/2012: Non-Variable Insurance - PROVIDE TERM, UL AND WHOLE LIFE INSURANCE POLICIES TO CLIENTS. I ALSO MAY WRITE AN OCCATIONAL LTC OR DISABILITY POLICY. - Investment Related - POUGHKEEPSIE, NY - 0 Hrs/Mth - 0 Hrs During Trading - TIME SPENT10 %. 2. 12/11/2013 - TEG Federal Credit Union - Not Inv Rel - Non-Profit Board Member - Board Member of TEG Federal Credit Union - 0 Hrs/Mth - 0 Hrs During Trading - 1% TIME SPENT 3. 02/03/2016 - Marist College - Outside/W-2 Employment - NOT INV REL - 3399 North Rd, Poughkeepsie NY 12601 - START 02/01/2016 - 40 HRS/MO NOT DURING SECS TRDG HRS. 4. 07/26/2021 - Mollica Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/21/2021 - 180 Hours Per Month/6 Hours During Securities Trading. 5) 07/25/2025 - Real Estate Rental - Investment Related - Start Date:05/14/2025 - 40 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-24 |
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