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Inactive

Tony Han

Beacon Pointe Advisors, LLC

Newport Beach, CA

Campbell, CA

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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-12
  • CA RA
    APPROVED
    Since 2020-05-12

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

900 E. Hamilton Avenue Suite 120, Campbell, CA 95008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Pointe Wealth Advisors, Llc Campbell CA 09/2011 03/2020
Beacon Pointe Advisors, Llc Campbell CA 04/2020 Present
Previous Registrations
  • 2011-09-16 → 2020-04-27
    Beacon Pointe Wealth Advisors, Llc
    San Jose, CA
    Newport Beach, CA
    Campbell, CA
  • 2011-01-31 → 2011-10-31
    Excelcia Financial Group, Ltd.
    San Jose, CA
  • 2010-06-18 → 2010-08-13
    Berthel, Fisher & Company Financial Services, Inc.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-17
  • S66 Uniform Combined State Law Examination
    2008-09-17

View on SEC IAPD

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