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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-26
TX RA APPROVED 2010-07-22
  • MI RA
    APPROVED
    Since 2010-08-26
  • TX RA
    APPROVED
    Since 2010-07-22

Branch Locations

5991 Venture Park Dr, Kalamazoo, MI 49009 • United States

Kalamazoo, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kalamazoo MI 09/2005 03/2020
Ameriprise Financial Services, Llc Kalamazoo MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 5991 Venture Park Drive, ,; Investment-Related; 03/31/2017 / Single Family; 8605 Thomas Road, , Shelby, MI, 49455; Investment-Related; 07/01/2024. Business Ownership; Venture 59; Owner; Manage Ameriprise Business; 5991 Venture Park Dr., , Kalamazoo, MI, 49009; Investment-Related; 03/11/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Stony Lake Property Owners Association; Secretary; Sunrise Ct, , Shelby, MI, 49455; Not Investment-Related; 05/25/2020; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-16
S63 Uniform Securities Agent State Law Examination 2001-11-26
  • S66 Uniform Combined State Law Examination
    2010-07-16
  • S63 Uniform Securities Agent State Law Examination
    2001-11-26
Other Names
  • Neal Miedema

View on SEC IAPD

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