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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-06-02
  • WV RA
    APPROVED
    Since 2026-06-02

Branch Locations

2001 Main St Ste 700, Wheeling, WV 26003 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2017-05-11
OH RA APPROVED 2017-05-08
  • WV RA
    APPROVED
    Since 2017-05-11
  • OH RA
    APPROVED
    Since 2017-05-08

Branch Locations

2001 Main St Ste 700, Wheeling, WV 26003 • United States

221 W Philadelphia St Ste 112E, York, PA 17401 • United States

Rayland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Wheeling WV 05/2026 Present
Wells Fargo Advisors, Llc Wheeling WV 03/2007 11/2016
Wells Fargo Clearing Services, Llc Wheeling WV 11/2016 Present
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Wheeling, WV
  • 03/2007 → 11/2016
    Wells Fargo Advisors, Llc
    Wheeling, WV
  • 11/2016 → Present
    Wheeling, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2017-04-28
Other Names
  • Renee Sue Mostia
  • Renee Finney
  • Renee Sue Finney

View on SEC IAPD

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