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Christopher B Franz

Janney Montgomery Scott LLC

Philadelphia, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-12
  • TX RA
    APPROVED
    Since 2013-09-12

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Berwyn PA 09/2013 10/2019
Janney Montgomery Scott Llc Philadelphia PA 10/2019 02/2021
Janney Montgomery Scott Llc Philadelphia PA 02/2021 07/2022
Janney Montgomery Scott Llc Philadelphia PA 07/2022 06/2024
Janney Montgomery Scott Llc Philadelphia PA 06/2024 11/2025
Janney Montgomery Scott Llc Philadelphia PA 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-04
  • S63 Uniform Securities Agent State Law Examination
    2012-02-04
Other Names
  • Christopher B Franz

View on SEC IAPD

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