Billy James Funderburk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-01-31
TX	RA	APPROVED	2020-01-31

CO RA
APPROVED

Since 2020-01-31
TX RA
APPROVED

Since 2020-01-31

Branch Locations

Longmont, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc	Longmont	CO	07/2011	01/2020
Lpl Financial Llc	Longmont	CO	01/2020	Present

07/2011 → 01/2020

Securities America, Inc

Longmont, CO
01/2020 → Present

Lpl Financial Llc

Longmont, CO

Previous Registrations

2011-07-08 → 2020-02-04

Securities America Advisors, Inc.

Longmont, CO

Longmont, CO
2007-06-19 → 2011-07-11

Edward Jones

St Louis, MO

Longmont, CO

Other Businesses

1)01/28/2020 - FUNDERBURK FINANCIAL - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2020 - 160 hr/mth 2)01/28/2020 - FUNDERBURK FINANCIAL - Non-Variable Insurance - inv rel - at reported business location(s) - start: 07/2011 - 2 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-23

S66 Uniform Combined State Law Examination

2007-05-23

Designations

Certified Financial Planner

Other Names

Butch Funderburk

View on SEC IAPD