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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-25
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

61 John Muir Dr. Ste. 100, Amherst, NY 14228 • United States

Batavia, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teachers Sharing Answers Belleview FL 03/1995 Present
Legend Equities Corporation Palm Beach Gardens FL 06/2003 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 07/2011 09/2019
Lincoln Investment Getzville NY 01/2017 Present
  • 03/1995 → Present
    Teachers Sharing Answers
    Belleview, FL
  • 06/2003 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 07/2011 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Getzville, NY
Other Businesses

Batavia City School District Foundation POSITION: Board Member NATURE: Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 6/30/2015 ADDRESS: 260 State St, Batavia, NY 14020 DESCRIPTION: I am 1 vote making decisions for the foundation

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-05-31
  • S63 Uniform Securities Agent State Law Examination
    2000-05-31

View on SEC IAPD

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