Richard Michael Gerbracht

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2012-06-22

OH RA
APPROVED

Since 2012-06-22

Branch Locations

Bay Village, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Finacial	Bay Village	OH	06/2012	Present

06/2012 → Present

Lpl Finacial

Bay Village, OH

Previous Registrations

2007-06-08 → 2012-06-22

Edward Jones

Aurora, OH

Avon Lake, OH

St Louis, MO

Bay Village, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-25

S66 Uniform Combined State Law Examination

2007-05-25

View on SEC IAPD