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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-10-21
NY RA APPROVED 2021-08-16
SC RA APPROVED 2018-07-20
DE RA APPROVED 2016-08-31
NJ RA APPROVED 2016-08-10
VA RA APPROVED 2013-12-26
MD RA APPROVED 2010-11-09
WV RA APPROVED 2010-11-09
PA RA APPROVED 2010-05-05
  • NC RA
    APPROVED
    Since 2021-10-21
  • NY RA
    APPROVED
    Since 2021-08-16
  • SC RA
    APPROVED
    Since 2018-07-20
  • DE RA
    APPROVED
    Since 2016-08-31
  • NJ RA
    APPROVED
    Since 2016-08-10
  • VA RA
    APPROVED
    Since 2013-12-26
  • MD RA
    APPROVED
    Since 2010-11-09
  • WV RA
    APPROVED
    Since 2010-11-09
  • PA RA
    APPROVED
    Since 2010-05-05

Branch Locations

400 Northpointe Circle Suite 302, Seven Fields, PA 16046 • United States

4905 W Tilghman Suite 300, Allentown, PA 18104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Pittsburgh PA 05/2010 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2007-06-26 → 2010-04-27
    National Planning Corporation
    Harrisburg, PA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-05
  • S66 Uniform Combined State Law Examination
    2007-06-05
Other Names
  • Jeffrey Hoffman
  • Jeffrey Allan Hoffman
  • Jeffrey Allan Hofmann

View on SEC IAPD

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