Jeremy Alan Newton

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2018
  Ubs Financial Services Inc.
  Austin, TX
• 08/2018 → 08/2020
  Suntrust Bank
  Washington, DC
• 09/2018 → 08/2020
  Suntrust Investment Services,Inc.
  Atlanta, GA
• 09/2018 → 08/2020
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 03/2021 → 09/2025
  Truist Investment Services, Inc.
  Alexandria, VA
• 03/2021 → 09/2025
  Truist Advisory Services, Inc.
  Alexandria, VA
• 09/2020 → 03/2021
  Unemployed
  Alexandria, VA
• 09/2025 → Present
  Rbc Capital Markets, Llc
  Vienna, VA

Previous Registrations

• 2021-03-23 → 2025-09-19
  Truist Advisory Services, Inc.
  Alexandria, VA
• 2018-09-11 → 2020-08-11
  Truist Advisory Services, Inc.
  Washington, DC
• 2015-04-09 → 2018-08-23
  Ubs Financial Services Inc.
  Austin, TX
• 2011-12-07 → 2015-04-01
  Truist Investment Services, Inc.
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2011-09-12
• S63 Uniform Securities Agent State Law Examination
  2007-05-10

Designations

• Certified Financial Planner

Other Names

• Jeremy Newton