Ben Karl Blake

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 09/2016
  Zions Direct
  Salt Lake City, UT
• 08/2008 → 09/2016
  Contango Capital Advisors, Inc.
  Draper, UT
• 09/2016 → 08/2023
  Lpl Financial, Llc
  Draper, UT
• 09/2016 → 08/2023
  Zions Bank
  Draper, UT
• 08/2023 → Present
  Rw Baird
  Salt Lake City, UT

Previous Registrations

• 2016-09-19 → 2023-09-18
  Lpl Financial Llc
  St. George, UT
  Salt Lake City, UT
  Park City, UT
  Park City, UT
  Midvale, UT
  Draper, UT
  Riverton, UT
  South Jordan, UT
  Salt Lake City, UT
  Price, UT
  Salt Lake City, UT
  St. George, UT
  North Ogden, UT
  Midvale, UT
  Park City, UT
• 2007-10-31 → 2016-09-20
  Zions Capital Advisors, Inc.
  Salt Lake City, UT
  Draper, UT
  Salt Lake City, UT

Other Businesses

Name/Address: Rental Property 1005 s New Hope Drive Draper UT 84020 Start Date: 5/31/04 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Owner/Landlord Non Investment Related

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-01-13
• S65 Uniform Investment Adviser Law Examination
  2007-10-30