Blaine Anderson Docker

Employer firm

Main Management, LLC CRD 120361

$1.90B regulatory AUM 15 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Main Management, Llc

601 California Street Suite 300, San Francisco, CA 94108 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-02
TX	RA	APPROVED_RES	2017-03-10

CA RA
APPROVED

Since 2026-01-02
TX RA
APPROVED_RES

Since 2017-03-10

Branch Locations

601 California Street Suite 300, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Main Management Llc	San Francisco	CA	04/2005	Present
Ceros Financial Services, Inc.	San Francisco	CA	02/2016	Present

04/2005 → Present

Main Management Llc

San Francisco, CA
02/2016 → Present

Ceros Financial Services, Inc.

San Francisco, CA

Other Businesses

MAIN MANAGEMENT, LLC; REGISTERED INVESTMENT ADVISOR; 601 CALIFORNIA STREET, SUITE 620, SAN FRANCISCO, CA 94108; CHIEF OPERATING OFFICER; 200 HOURS PER MONTH; 32.5 HOURS PER WEEK DURING TRADING DAY; INVESTMENT RELATED;SALARY. MAIN MANAGEMENT FUND ADVISORS LLC; ADVISOR TO 40 ACT FUND; 601 CALIFORNIA STREET, SUITE 620, SAN FRANCISCO, CA 94108; TRADING, CLIENT SERVICE; 100 HOURS PER MONTH; 32.5 HOURS PER WEEK DURING TRADING DAY; INVESTMENT RELATED; SALARY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-24
S63	Uniform Securities Agent State Law Examination	2016-03-14

S65 Uniform Investment Adviser Law Examination

2016-06-24
S63 Uniform Securities Agent State Law Examination

2016-03-14

Other Names

Blaine Docker

View on SEC IAPD