Dale Louise Rottschafer

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 01/2023
  Envestnet, Inc.
  Denver, CO
• 04/2023 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 04/2023 → Present
  Schwab Wealth Advisory Inc
  Lone Tree, CO

Previous Registrations

• 2008-10-10 → 2010-11-30
  Metamorphosis Money Management Llc
  Denver, CO

Other Businesses

1) Jared H and Dale L Rottschafer | Investment Related:No|301 N Palo Verde Dr|Litchfield Park|AZ|85340|US|Real Estate (Non-Agent/Broker)|Owner|7/1/2021|Less than 20|0|Tenant relations, rent collection, repairs and maintenance

Exams

• S66 Uniform Combined State Law Examination
  2023-06-22

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Dale Louise Maxey
• Dale Louise Rottschafer
• Dale Rottschafer
• Dale L Rottschafer