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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2021-10-15
  • MT RA
    APPROVED
    Since 2021-10-15

Branch Locations

100 Railroad Street W Suite 103, Missoula, MT 59802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Missoula MT 03/2007 Present
Ubs Financial Services Inc Missoula MT 10/2021 Present
Previous Registrations
Other Businesses

I*130233 For profit or not for profit: For-Profit Organization Name of outside business organization: Beachbody LLC Investment related: N Address of business: Santa Monica, California 90404 Nature of business: LLC Position, title, association: Part-Time, Start date of relationship: 2/28/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Beachbody is a nutrition company and sells workout programs, supplements, and workout equipment. I am a coach and individuals can sign up under me to purchase programs and supplements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-24
  • S66 Uniform Combined State Law Examination
    2008-04-24
Other Names
  • Lisa Kay Gilley
  • Lisa K Managhan

View on SEC IAPD

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