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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-30 |
| CO | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED | 2022-02-18 |
Branch Locations
2258 E Main Street, Cortez, CO 81301 • United States
1099 Main Ave Ste 203, Durango, CO 81301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Air Force | Durango | CO | 05/1996 | 05/2017 |
| Morgan Stanley Smith Barney Llc | Durango | CO | 06/2009 | 02/2022 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 02/2022 |
| Baird | Durango | CO | 02/2022 | Present |
*327367 - Middle and High School Football Games. ; Investment related - No; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 1; After business hours: 5; Refereeing youth level football games in the local community. *315638 - La Plata Family Coalition Center; Not Investment related; Durango, CO; Youth and adult services for underprivileged families; Board member & Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Apr 2017; During business hours: 1; After business hours: 0; Ensuring projected budget aligns with spending. Assisting with financial oversight of the organization. *384705 - Colorado Office of Economic Development and International Trade; Investment related - No; Government / Municipality / Political; Grant Application Reviewer For Advanced Industries Related To Aerospace (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020. Name/Address: Alternative Horizons Durango CO 81301 Start Date: 1/1/2008 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-09 |
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