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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-30
CO RA APPROVED 2022-02-18
TX RA APPROVED 2022-02-18
  • FL RA
    APPROVED
    Since 2024-08-30
  • CO RA
    APPROVED
    Since 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-18

Branch Locations

2258 E Main Street, Cortez, CO 81301 • United States

1099 Main Ave Ste 203, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Durango CO 05/1996 05/2017
Morgan Stanley Smith Barney Llc Durango CO 06/2009 02/2022
Morgan Stanley Private Bank, N.A. New York NY 01/2015 02/2022
Baird Durango CO 02/2022 Present
  • 05/1996 → 05/2017
    United States Air Force
    Durango, CO
  • 06/2009 → 02/2022
    Morgan Stanley Smith Barney Llc
    Durango, CO
  • 01/2015 → 02/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2022 → Present
    Baird
    Durango, CO
Previous Registrations
  • 2009-06-01 → 2022-02-22
    Durango, CO
  • 2007-07-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Durango, CO
Other Businesses

*327367 - Middle and High School Football Games. ; Investment related - No; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 1; After business hours: 5; Refereeing youth level football games in the local community. *315638 - La Plata Family Coalition Center; Not Investment related; Durango, CO; Youth and adult services for underprivileged families; Board member & Treasurer (proprietor, partner, officer, director, employee, trustee, agent); Apr 2017; During business hours: 1; After business hours: 0; Ensuring projected budget aligns with spending. Assisting with financial oversight of the organization. *384705 - Colorado Office of Economic Development and International Trade; Investment related - No; Government / Municipality / Political; Grant Application Reviewer For Advanced Industries Related To Aerospace (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020. Name/Address: Alternative Horizons Durango CO 81301 Start Date: 1/1/2008 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-09
  • S66 Uniform Combined State Law Examination
    2007-07-09
Designations

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