Stacey Christine Axtell

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-18
CA	RA	APPROVED	2015-10-27

TX RA
APPROVED_RES

Since 2021-06-18
CA RA
APPROVED

Since 2015-10-27

Branch Locations

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

355 Memorial Way, Chico, CA 95926 • United States

2485 Notre Dame Blvd, Chico, CA 95928 • United States

954 East Ave, Chico, CA 95926 • United States

2325 Myers St, Oroville, CA 95966 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Chico	CA	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Chico	CA	11/2016	Present

10/2015 → 11/2016

Wells Fargo Advisors, Llc

Chico, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Chico, CA

Previous Registrations

2012-10-01 → 2015-11-05

J.P. Morgan Securities Llc

Oroville, CA

Chico, CA
2011-07-20 → 2012-10-01

Chase Investment Services Corp.

Oroville, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-19
S63	Uniform Securities Agent State Law Examination	2007-07-13

S66 Uniform Combined State Law Examination

2011-07-19
S63 Uniform Securities Agent State Law Examination

2007-07-13

Other Names

Stacey Christine Cunningham

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews