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Michael T Janis

Steelpeak Wealth, LLC

Los Angeles, CA

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Current Employers
Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-30
  • CA RA
    APPROVED
    Since 2024-01-30

Branch Locations

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Avenue Securities, Llc Torrance CA 07/2007 09/2019
Baker Tilly Wealth Management, Llc Los Angeles CA 12/2020 01/2024
Squar Milner Financial Services, Llc Los Angeles CA 09/2019 12/2020
Steelpeak Wealth, Llc Woodland Hills CA 01/2024 Present
Previous Registrations
  • 2020-11-03 → 2024-01-29
    Los Angeles, CA
  • 2019-09-24 → 2020-12-22
    Squar Milner Financial Services, Llc
    Los Angeles, CA
    Irvine, CA
  • 2009-03-25 → 2019-09-20
    San Diego, CA
    Torrance, CA
    Santa Monica, CA
  • 2009-02-17 → 2009-03-25
    Madison Avenue Advisors, Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-16
S63 Uniform Securities Agent State Law Examination 2007-09-15
  • S65 Uniform Investment Adviser Law Examination
    2009-02-16
  • S63 Uniform Securities Agent State Law Examination
    2007-09-15

View on SEC IAPD

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