Best Investors Account Sign in
Inactive

Reginald Troy Maxfield

Olympus Peaks Financial, LLC

Sandy, UT

CRD 5308823

Claim This Profile
Employer firm

Olympus Peaks Financial, LLC CRD 283040

$141M regulatory AUM 18 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Olympus Peaks Financial, Llc

9035 S 1300 E Ste 120, Sandy, UT 84094 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-05-20
  • UT RA
    APPROVED
    Since 2016-05-20

Branch Locations

9035 S 1300 E Ste 120, Sandy, UT 84094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Olympus Peaks Financial, Llc Midvale UT 05/2016 Present
Olympus Peaks Financial, Llc Midvale UT 02/2016 Present
Previous Registrations
Other Businesses

I assist individuals with the organization and management of defined contribution and defined benefit plans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-28
  • S66 Uniform Combined State Law Examination
    2007-04-28
Designations
  • Certified Financial Planner
Other Names
  • Reginald Maxfield

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
ACLAIME ASSET MANAGEMENT, LLC

Nearby Investors

BRIAN SCOTT URIE
CHAD DEAN WADDOUPS
BENJAMIN PASEE AHYOU

Nearby Offices

LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT
LPL FINANCIAL LLC · SANDY, UT

More in Sandy, UT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor