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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-08-20 |
Branch Locations
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Somerset | NJ | 06/2011 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Wall Township | NJ | 07/2016 | 08/2018 |
| Mml Investors Services, Llc | Wall Township | NJ | 03/2017 | 08/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 08/2018 | Present |
INDEPENDENT INSURANCE AGENT - DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE - FROM BUSINESS ADDRESS - 2 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 08/2014 LIFE INSURANCE POSITION: Financial Advisor NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/17/2018 ADDRESS: 517 Route 1 S Suite 4100, Iselin NJ 08830, United States DESCRIPTION: Provide my clients with life insurance guidance. Infiniti Financial Services Group, Is Investment Related, DBA, Financial Professional, 08/20/2018,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. SHOCKPROOF INSURANCE LLC INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "93 Wellington Drive, Tinton Falls, NJ, 07724, United States", NATURE: fixed insurance business, POSITION: Financial Representative, START DATE: 4/7/2025, NUMBER OF HOURS: 20 hours per month, 0 hours per month during trading hours, Commission Compensation, DESCRIPTION: Provide fixed insurance products to clients to address their financial needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-11 |
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