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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Buffalo | NY | 06/2005 | 10/2021 |
| M&T Securities | Buffalo | NY | 04/2008 | 10/2021 |
| Lpl Financial, Llc | Buffalo | NY | 06/2021 | 10/2021 |
| Lpl Financial Llc | Tonawanda | NY | 10/2021 | 07/2025 |
| Lpl Financial Llc | Baton Rouge | LA | 10/2025 | 08/2026 |
| Unemployed | Tonawanda | NY | 07/2025 | 10/2025 |
| Newedge Advisors, Llc | New Orleans | LA | 10/2025 | 08/2026 |
| Lpl Financial Llc | Fort Mill | SC | 08/2026 | Present |
1. 10/16/2025 - New Edge Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - New Orleans LA 70130 - OBA Start Date: 10/8/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 10/22/2025 - New Edge Advisors - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/07/2025 - 160 Hrs/Mth - 160 Hrs During Trading.I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/30/2025 - Crown Agency Inc - Non-Profit Board Member - Officer- Secretary - Not Investment Related - Buffalo, NY - Start Date 07/22/2025 - 12 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-21 |
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