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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 04/2012 | 12/2020 |
| Financial Center First Credit Union | Indianapolis | IN | 04/2012 | 12/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2021 | Present |
| Financial Center First Credit Union | Indianapolis | IN | 01/2021 | Present |
| Lpl Financial Llc | Indianapolis | IN | 05/2022 | Present |
1)05/18/2022 - Financial Center Investment & Retirement Services- Retirement & Investment Planning-Investment Related-DBA for LPL Business (entity for LPL business) 2)05/18/2022 - Ball State Financial Investment & Retirement Services-Investment Related- DBA for LPL Business (entity for LPL business) 3)05/18/2022 - Financial Center First Credit Union - Investment Related - At Reported Business Location(s)- Financial Institution Duty - Financial Advisor - Start Date - 04/02/2012- 160 Hours Per Month/ 160 Hours During Securities Trading- Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-22 |
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