Nicole Suzanne Pollard

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Raymond James & Associates
  St. Louis, MO

Previous Registrations

• 2008-11-12 → 2009-05-04
  Wells Fargo Clearing Services, Llc
  Clayton, MO

Other Businesses

(1)Name of Business: Colee's Smart Art Address: 302 Saint Theodore Ct., Flint Hill, MO, 63385, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This will be an Etsy store where I sell some photographic art pieces that are print on demand items and other handmade items, made by me.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-10

Other Names

• Nicole Suzanne Lusicic
• Nicole Suzanne Lusicic