Sarah Elizabeth Thomas

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2016
  First Advisors Capital, Inc.
  Birmingham, AL
• 01/2015 → 12/2016
  Proequities, Inc
  Birmingham, AL
• 12/2016 → 04/2022
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 04/2022 → 12/2025
  Raymond James & Associates Inc,
  Warrior, AL
• 01/2026 → Present
  Raymond James Financial Services, Inc.
  Warrior, AL
• 01/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Warrior, AL

Previous Registrations

• 2022-04-20 → 2025-12-31
  Raymond James & Associates, Inc.
  Warrior, AL
  St. Petersburg, FL
• 2016-12-12 → 2022-04-21
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
• 2014-09-24 → 2016-12-27
  First Advisors Capital, Inc.
  Birmingham, AL
• 2013-07-11 → 2014-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
  Birmingham, AL
• 2009-02-12 → 2013-06-24
  Wells Fargo Clearing Services, Llc
  Birmingham, AL
  Birmingham, AL

Exams

• S66 Uniform Combined State Law Examination
  2009-02-02

Other Names

• Sarah Elizabeth Bryant
• Sarah Thomas
• Sarah Elizabeth Thomas
• Sarah Elizabeth Bryant
• Sarah Elizabeth Thomas
• Sarah E Thomas