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Michael Aram Decorleto

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-04-16
CT RA APPROVED 2023-11-17
TX RA APPROVED 2023-11-17
  • WI RA
    APPROVED
    Since 2024-04-16
  • CT RA
    APPROVED
    Since 2023-11-17
  • TX RA
    APPROVED
    Since 2023-11-17

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Hartford CT 03/2003 11/2023
Bank Of America,N.A. Hartford CT 06/2011 11/2023
Ubs Financial Services Inc. Hartford CT 11/2023 Present
  • 03/2003 → 11/2023
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Hartford, CT
  • 06/2011 → 11/2023
    Bank Of America,N.A.
    Hartford, CT
  • 11/2023 → Present
    Ubs Financial Services Inc.
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-14
S63 Uniform Securities Agent State Law Examination 2000-11-21
  • S65 Uniform Investment Adviser Law Examination
    2003-08-14
  • S63 Uniform Securities Agent State Law Examination
    2000-11-21
Other Names
  • Michael A. Decorleto
  • Michael A Decorleto
  • Michael Decorleto

View on SEC IAPD

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