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Casey Joe Hoffman

Morgan Stanley

Leawood, KS

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-11-02
TX RA APPROVED_RES 2023-11-02
  • KS RA
    APPROVED
    Since 2023-11-02
  • TX RA
    APPROVED_RES
    Since 2023-11-02

Branch Locations

11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bennington State Bank Salina KS 11/2011 09/2017
Bank Of America, N.A. Kansas City MO 09/2017 11/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 09/2017 11/2023
Morgan Stanley Smith Barney Llc Leawood KS 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 12/2023 Present
  • 11/2011 → 09/2017
    Bennington State Bank
    Salina, KS
  • 09/2017 → 11/2023
    Bank Of America, N.A.
    Kansas City, MO
  • 09/2017 → 11/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kansas City, MO
  • 11/2023 → Present
    Morgan Stanley Smith Barney Llc
    Leawood, KS
  • 12/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2020-08-03 → 2023-10-31
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kansas City, MO
    Frisco, TX
  • 2010-11-17 → 2011-11-21
    Intl Advisory Consultants Inc.
    Salina, MA
  • 2009-10-22 → 2010-08-20
    Waddell & Reed
    Salina, KS
    Overland Park, KS
    Manhattan, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-31
  • S66 Uniform Combined State Law Examination
    2020-07-31
Other Names
  • Casey Joe Hoffman
  • Casey Hoffman

View on SEC IAPD

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Other Investors

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JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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