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20 William St Suite 135, Wellesley, MA 02481 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-07 |
Branch Locations
265 Church Street Suite 1006, New Haven, CT 06510 • United States
20 William St Suite 135, Wellesley, MA 02481 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Hamden | CT | 02/2018 | 07/2018 |
| Park Avenue Securities, Llc | Hamden | CT | 11/2017 | 01/2018 |
| Madison Investment Center | Madison | CT | 07/2014 | 10/2017 |
| Guardian Life Insurance | Madison | CT | 10/2017 | 01/2018 |
| Park Avenue Securities | Madison | CT | 02/2018 | 07/2018 |
| Axa Advisors, Llc | New York | NY | 08/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2018 | 03/2021 |
| Washington Trust Company Of Westerly | New Haven | CT | 03/2021 | 01/2022 |
| Washington Trust Advisors, Inc. | New Haven | CT | 01/2022 | Present |
| Weston Securities Corporation | Wellesley | MA | 01/2022 | 09/2022 |
NAME OF ENTITY: DESIGNATION - CDFA TYPE OF BUSINESS: FINANCIAL ADVISE FOR DIVORCEES POSITION: CONSULTANT NON-INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-06 |
| S65 | Uniform Investment Adviser Law Examination | 2017-01-02 |
| S66 | Uniform Combined State Law Examination | 2007-05-15 |
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