Han Joo Cho

Employer firm

Positive Delta Asset Management LLC CRD 134775

$32.8M regulatory AUM 74 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Positive Delta Asset Management
  Los Angeles, CA

Previous Registrations

• 2009-09-22 → 2011-06-13
  Lpl Financial Llc
  Los Angeles, CA
  San Diego, CA
  Los Angeles, CA
• 2006-01-20 → 2009-10-02
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2002-05-14 → 2006-01-23
  Morgan Stanley Dw Inc.
  Los Angeles, CA
• 2000-07-13 → 2002-05-10
  Prudential Equity Group, Llc
  Pasadena, CA

Other Businesses

1. 10/21/09 - REAL ESTATE BROKER, I HAVE A CA REAL ESTATE BROKER LICENSE BUT I DO NOT DO IT RIGHT NOW. 2% OF TIME. 2. 05/24/10 - DBA ONLY, HJ WEALTH MANAGEMENT GROUP, CA. 3. 05/27/10 - OTHER-REAL ESTATES BROKER, SK REALTY ADVISORS, INC., 20% CA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-05-01
• S63 Uniform Securities Agent State Law Examination
  2000-04-17