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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | New Paltz | NY | 02/2015 | 10/2018 |
| Wells Fargo Advisors, Llc | New Paltz | NY | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Paltz | NY | 11/2016 | 01/2021 |
| M& T Securities, Inc. | Buffalo | NY | 02/2021 | 06/2021 |
| M&T Bank | Baldwin Place | NY | 02/2021 | 10/2023 |
| Lpl Financial, Llc | Baldwin Place | NY | 06/2021 | 10/2023 |
| Td Bank N.A. | White Plains | NY | 10/2023 | 09/2024 |
| Td Private Client Wealth Llc | White Plains | NY | 10/2023 | 09/2024 |
| Edward Jones | St. Louis | MO | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-24 |
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